Investment Advisors Guide to Errors & Omissions Insurance

What are insurance underwriters looking for in an investment advisor's application for errors & omissions (aka professional liability) insurance?

It is a question that we are often asked, and due to the complexity of the risk, the answer is never simple. Applicants' unique risk characteristics are not always apparent - even to themselves.

The Investment Advisor's Guide to Errors & Omissions Insurance adds clarity to the evaluation process, offers guidance, and where possible, a roadmap to improved outcomes.